| SI. |
Form |
Purpose |
| 1 |
Form ISR-1 |
Request for registering PAN, KYC details or changes/update there of (only for securities held in physical form) |
| 2 |
Form ISR-2 |
Confirmation of Signature of Securities Holder by the Banker |
| 3 |
Form ISR-3 |
Declaration for Opting-out of Nomination by Holders of Physical Securities |
| 4 |
Form ISR-4 |
Request for issue of Duplicate Certificate and other Service Requests |
| 5 |
Form ISR-5 (Annexure C) |
Request for Transmission of Securities by Nominee or Legal Heir (For Transmission of securities on death of the Sole holder) |
| 6 |
Form SH-13 |
Nomination Form |
| 7 |
Form SH-14 |
Cancellation or Variation of Nomination |
| 8 |
Annexure-A |
Documents required for Transmission of Shares – Ready Reckoner |
| 9 |
Annexure-B |
Operational Guidelines for processing investor’s service request for the purpose of Transmission of securities |
| 10 |
Annexure C ISR -5 |
Request for Transmission of Securities by Nominee or Legal Heir (For Transmission of securities on death of the Sole holder) |
| 11 |
Annexure D |
Individual Affidavits to be given by ALL the Legal Heirs OR Legal Heirs named in Succession Certificate*/ Probate of Will*/ Will*/ Letter of Administration*/ Legal Heirship Certificate*(or its equivalent certificate)*/Court Decree* (For Transmission of securities on death of Sole Holder where NO NOMINATION has been registered) Each Deponent (legal heir) shall sign separate Affidavits. |
| 12 |
Annexure E |
Bond of Indemnity (To be executed on a Non-Judicial Stamp Paper of appropriate value and to be Notarized) [For Transmission of Securities on death of Sole Securities’ Holder, where No-Nomination has been registered] |
| 13 |
Annexure F |
No-Objection Certificate from the Legal Heir(s) (To be executed on a Non-Judicial Stamp Paper of appropriate value and to be Notarized) Format of NOC from other Legal Heir(s) for Transmission of Securities in favour of the Claimant(s) wherein the Sole Holder is deceased and NO NOMINATION has been registered |
| 14 |
Form- A |
AFFIDAVIT [For issuance of Duplicate Securities] (To be executed on a Non-Judicial Stamp Paper of appropriate value and to be Notarized) |
| 15 |
Form- B |
INDEMNITY [For Issuance of Duplicate Securities] (To be executed on a Non-Judicial Stamp Paper of appropriate value and to be Notarized) |
| 16 |
Form 10F |
Information to be provided under sub-section (5) of section 90 or sub-section (5) of section 90A of the Income-tax Act, 1961 |
| 17 |
Form 15G |
Declaration under section 197A(1) and section 197A(1A) to be made by an individual or a person (not being a company or firm) claiming certain incomes without deduction of tax |
| 18 |
Form 15H |
Declaration under section 197A(1C) to be made by an individual who is of the age of sixty years or more claiming certain incomes without deduction of tax. |
